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Initiatives and referendums in the United States
 

In the politics of the United States, the process of initiatives and referendums allow citizens of many U.S. states[1] to place legislation on the ballot for a referendum or popular vote, either enacting new legislation, or voting down existing legislation. Citizens, or an organization, might start an initiative to gather a predetermined number of signatures to qualify the measure for the ballot. The measure is placed on the ballot for the referendum, or actual vote.

Initiatives and referendums, along with recall elections and popular primary elections, were signature reforms from the Progressive Era (1896–1917) when people sought to moderate the power of parties and political bosses. These powers are written into several state constitutions, particularly in the West. Initiatives and referendums constitute a form of direct democracy. As of 2024, these processes are only available at state levels, and do not exist for federal legislation.

The technical name of these types of votes used internationally is referendum, but within the United States they are commonly known as ballot measures, propositions or ballot questions. The term referendum in the United States normally refers specifically to questions about striking down enacted law, known internationally as the popular referendum.

History

The Progressive Era was a period marked by reforms aimed at breaking the concentrated power, or monopoly, of certain corporations and trusts. Many Progressives believed that state legislatures were part of this problem and that they were essentially "in the pocket" of certain wealthy interests. They sought a method to counter this—a way in which average persons could become directly involved in the political process. One of the methods they came up with was the initiative and referendum. Through 2006, 2,231 statewide initiatives were held in the United States, of which 887 were successful.[2]

Because US states with direct democracy require each signature to be witnessed and notarized by a circulator, gathering the required signatures usually costs millions of dollars in the larger states, to hire circulators. This means that the process, as with state legislatures described above, is also "in the pocket" of certain wealthy interests.

In 2021, in Boulder Colorado, the first official online petition system was used to get an initiative on the ballot, with no circulators involved at petitions.bouldercolorado.gov.

The voters of the city of Boulder approved a charter amendment allowing online petitioning by a vote of 71% to 29% in 2018.[3] The proposal was developed by members of the city's Campaign Finance and Elections Working Group, spearheaded by Evan Ravitz and Steve Pomerance.

Types of initiatives and referendums

States that allow initiated constitutional amendments
  States that allow legislatively referred and direct initiative statutes, or legislatively referred and direct initiated constitutional amendments, and referendums.
  States that allow legislatively referred and indirect initiative statutes, or legislatively referred and direct initiated constitutional amendments, and referendums. (Michigan, Nevada, and Ohio)
  Illinois allows legislatively referred state statutes, or legislatively referred and direct initiated constitutional amendments.
  Florida allows legislatively referred and direct initiated constitutional amendments.
States and federal district that allow initiated statutes
  Massachusetts allows legislatively referred and indirect initiative statutes, legislatively referred and indirect initiated constitutional amendments, and referendums, with the specific initiative petition term used for all directly voted initiatives.
  States that allow legislatively referred, indirect, and direct initiative statutes, or legislatively referred constitutional amendments, and referendums. (Utah and Washington)
  Idaho allows direct initiative statutes, or legislatively referred constitutional amendments, and referendums.
  States that allow indirect initiative statutes, or legislatively referred constitutional amendments, and referendums. (Alaska, Maine, and Wyoming. Maine also allows legislatively-referred state statutes)
  Washington, D.C., allows legislatively referred amendments to its charter, direct initiative statutes, and referendums.
States that allow referendums
  States that allow legislatively referred state statutes, or legislatively referred constitutional amendments, and referendums. (Maryland and New Mexico)
States that allow legislative referral only
  Kentucky allows legislatively referred state statutes and legislatively-referred constitutional amendments.
  States that allow legislatively referred constitutional amendments only.1
  Delaware allows legislatively referred state statutes only.

1Mississippi technically would allow indirect initiated constitutional amendments, but this process is currently obsolete.

Initiatives and referendums—collectively known as "ballot measures", "propositions", or simply "questions"—differ from most legislation passed by representative democracies; ordinarily, an elected legislative body develops and passes laws. Initiatives and referendums, by contrast, allow citizens to vote directly on legislation.

In many U.S. states, ballot measures may originate by several different processes:[4] Overall, 26 US states have initiative and/or veto referendum processes at the statewide level, and all states have at least one form of legislatively referred processes: 49 states have at least a legislatively referred process to amend their constitutions, and one state, Delaware, has a possibility of legislatively referred ballot measures to pass new statutes only. In all of these states except Delaware, to modify the state constitution, at least one form of ballot measure is mandatory, under sometimes greatly different processes from state to state, either for directly voting on a proposed modification, or voting on a ballot measure for choosing to call or not for the election of a state convention charged of modifying the state constitution. Washington, D.C., also has initiative and veto referendum processes. Additionally, multiple forms of direct democracy also exists at the local level, including in some states that otherwise do not have these forms of direct democracy at the state level, the availability of direct democracy measures at the local level varying by jurisdiction depending on state and local laws.[5]

Initiatives

An initiative is a means through which any citizen or organization may gather a predetermined number of signatures to qualify a measure to be placed on a ballot, and to be voted upon in a future election (These may be further divided into constitutional amendments and statutory initiatives. Statutory initiatives typically require fewer signatures to qualify to be placed on a future ballot.).

Initiatives can also be indirect, which means that after sufficient signatures to place a measure on the ballot are collected, the measure is first considered by a state or local legislative body. If the legislative body elects not to pass the proposed new law within a prescribed window of opportunity, the initiative must then be placed on the ballot. The details of the process vary by state. For example, in some states, another round of signatures is required to qualify an initiative for the ballot if the legislature does not approve it. In others, if the legislature passes a law determined to be substantially similar to the initiative, it precludes an election on the original initiative proposal, while in others the legislature must pass the initiative unaltered or it goes to the voters.[6]

Initiated state constitutional amendment

An initiated constitutional amendment is an amendment to a state's constitution that results from petitioning by a state's citizens. By utilizing this initiative process, citizens can propose and vote on constitutional amendments directly, without need of legislative referral. When a sufficient number of citizens have signed a petition requesting it, a proposed constitutional amendment is then put to the vote.

In the United States, while no court or legislature needs to approve a proposal or the resultant initiated constitutional amendment, such amendments may be overturned if they are challenged and a court confirms that they are unconstitutional.[citation needed] Most states that permit the process require a 2/3 majority vote.[citation needed]

Not all amendments proposed will receive sufficient support to be placed on the ballot. Of the 26 proposed petitions filed in the state of Florida in its 1994 general election, only three garnered sufficient support to be put to the vote.[7]

Indirect initiated state constitutional amendment

The initiative process, for proposing constitutional amendments, may also, like for state statutes, be "direct" or "indirect". Among the 18 states that provide for citizen-initiated constitutional amendments, Massachusetts and Mississippi are the only two states with indirect initiated state constitutional amendment.

In Massachusetts, if enough signatures are submitted for an initiated constitutional amendment, the initiative first goes to the legislature where it must garner approval in two successive legislative sessions from one-quarter of state senators and representatives voting together in a joint session. Massachusetts is the only state to have such a requirement for initiated constitutional amendments.[8]

Before 2021 in Mississippi, if enough signatures were collected and submitted, the legislature had to either: approve the measure; ignore the measure (but it does not annul the measure, it still goes to the ballot); voting against the measure without providing for an alternative (but it does not annul the measure, it still goes to the ballot); or approve an alternative amendment to appear on the ballot alongside the original citizen proposal as a competing measure. In the cases when both of the contradicting measures were approved by voters, the measure with the most votes was the one that became law.[9]

A May 2021 decision by the Mississippi Supreme Court nullified a voter-passed initiative that permitted medical marijuana in the state, with the 6–3 majority citing a fundamental flaw in the state's constitutional process that was viewed by media as effectively banning future use of indirect initiatives in the amendment process, barring a future constitutional amendment. The indirect initiative process, added to the state's constitution in the 1990s as Article 15, Section 273(3), requires that over a 1-year period, the sponsors obtain a total number of signatures equal to at least 12% of the total number of votes cast for governor in the state's last election for that office. Additionally, it requires that no more than 20% of the signatures required to place an initiative on the ballot come from any single congressional (i.e., U.S. House) district. At the time the indirect initiative process passed, Mississippi had five congressional districts, but the state lost one House seat in the reapportionment that followed the 2000 United States Census. In the majority decision, Justice Josiah Coleman wrote, "Whether with intent, by oversight, or for some other reason, the drafters of section 273(3) wrote a ballot-initiative process that cannot work in a world where Mississippi has fewer than five representatives in Congress. To work in today's reality, it will need amending—something that lies beyond the power of the Supreme Court." Coleman added that from 2003 to 2015, the legislature had attempted six times to place an amendment on the ballot that would have changed the process to reflect Mississippi's current (and presumably future) House apportionment, but all attempts died in committee.[10][11]

Referendum

Called Popular referendum, or alternatively Veto Referendum, Citizen referendum, Statute referendum, Statute remand, People's veto, or Citizen's veto, in which a predetermined number of signatures (typically lower than the number required for an initiative) qualifies a ballot measure for voting on repealing or not a specific state law. 23 states allow for citizens to initiate popular referendums, and one territory, the U.S. Virgin Islands. The popular referendum was first introduced in the United States by South Dakota in 1898,[12] and first used in 1906 in Oregon, two years after the first initiative was used in 1904, also in Oregon.[13]

Legislative referral

Legislative referral (aka "legislative referendum", or "referendum bill" in the state of Washington for legislatively referred state statute), in which the legislature puts proposed legislation up for popular vote (either voluntarily or, in the case of a constitutional amendment, as an obligatory part of the procedure).[14] With the exception of Delaware, 49 US states allow legislatively referred state constitutional amendments.[15]

Statute affirmation

Nevada is the only state to allow for statute affirmation. The statute affirmation allows the voters to collect signatures to place on ballot a question asking the state citizens to affirm a standing state law. If a majority of state citizens vote to affirm the law, the state legislature will be barred from ever amending the law, and it can be amended or repealed only if approved by a majority of state citizens in a direct vote.[16]

Automatic referrals

An automatic referral is question that is legally required to automatically be placed on the ballot. Many states have laws in their constitution requiring a question to hold a constitutional convention to appear before the voters after a scheduled amount of time.

Agricultural referendums

The United States code requires national referendums before the authorization of marketing quotas for certain agricultural products including wheat, maize, milk, and rice. The responsibility of conducting these referendums is with the Secretary of Agriculture, and eligibility to vote is limited to producers of the agricultural product in question.[17][18]

A similar referendum system is in place for fishing quotas in both the New England and Gulf fishery management councils.[19]

Referendum law by state

Direct democracy in U.S. states and Washington, D.C.
State or
territory
Statute
initiative
Constitutional
initiative
Referendum Legislative referral Statute
affirmation
Statute Amendment
Alabama None None No No Yes No
Alaska Indirect None Yes No Yes No
Arizona Direct Direct Yes Yes Yes No
Arkansas Direct Direct Yes Yes Yes No
California Direct Direct Yes Yes Yes No
Colorado Direct Direct Yes Yes Yes No
Connecticut None None No No Yes No
Delaware None None No Yes No No
District of Columbia Direct None* Yes No Yes* No
Florida None Direct No No Yes No
Georgia None None No No Yes No
Hawaii None None No No Yes No
Idaho Direct None Yes No Yes No
Illinois None Direct No Yes Yes No
Indiana None None No No Yes No
Iowa None None No No Yes No
Kansas None None No No Yes No
Kentucky None None No Yes Yes No
Louisiana None None Zdroj:https://en.wikipedia.org?pojem=Initiatives_and_referendums_in_the_United_States
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