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List of fact-finding reports on human rights in North Korea

List of fact-finding reports on human rights in North Korea
General typePublications
Items listedFact-finding reports
TopicHuman rights
Period1977-present
Geographical focusNorth Korea (DPRK)
Inclusion criteriaFact-focused reports published by notable institutions in the inquiry and deliberations on the situation of H.R. in the DPRK
Sorting criteriaReports are generally first grouped by publishing entity type and entity, then by thematic type, then listed chronologically

Publications reporting the factual situation of human rights in North Korea (DPRK) are the basis upon which policies are shaped and society mobilized. This article includes those fact-finding publications issued by the United Nations, governments, and non-governmental organizations (NGOs)/ civil society entities.[1][2]

This article focuses on listing fact-finding reports, which distinguish themselves from other publications such as pamphlets, news articles, books, or journal articles, in that they are meant to aggregate information from multiple sources and provide a balanced, overall view of the topic covered for the non-commercial purpose of informing the general public and policy makers. These reports tend to rely more on the credibility of their publishing institutions than on their individual authors. Fact-finding reports are also distinct from policy briefs as the latter ground their analysis and recommendations on the facts laid out in the former. The inclusion is based on the notability (and not the concurrence to any particular view) of the publishing institutions to the inquiry and deliberations on the situation in North Korea.

This list lays out the evolution of the reporting efforts, with a first wave of reports by human rights NGOs just describing the general characteristics of the regime, followed by another wave of civil society and governmental reports with some more details, then prompting the United Nations to also exercise greater scrutiny and pursue its own investigations.[3]

The vast majority of reports (except those published by the DPRK itself, also included in this article) point to a very grave situation, with human rights systematically violated by the North Korean government.

Efforts to continue to investigate and document the situation of human rights in the DPRK are on-going, given that there are no indications of substantial improvements in the regime's policies, and despite the continued isolation of the regime that limits outside investigators' access to the country and to its general population.[4]

Introduction and overview

Historical context

The Korean peninsula, with China and Russia as its Northern neighbors, and Japan to the East and South

Korea had for centuries been a high-ranking tributary state within the Imperial Chinese tributary system,[i] until in the late 19th century Japan began to assert greater control over the Korean peninsula, culminating in its annexation in 1910. It remained a colony of Japan, until Japan lost World War II in 1945.[ii][iii][iv][v]

At the end of WWII, with Japan stripped of its colonial territories, the Korean peninsula became a United Nations trusteeship, with the northern half administered by the Soviet Union, and the southern half administered by the United States.[vi][vii][viii] The ultimate stated plan was to allow Korea as a whole to become again a united and independent country.[ix][x] Disagreements among the parties on how and when to implement the united self-rule led to the two territories establishing their own separate and rival governments.[xi][xii][xiii][xiv] The Korean War (1950-1953) was the last attempt to reunify the peninsula by force, but it ended in stalemate and it entrenched two very different regimes.[xv][xvi][xvii]

Within the Soviet and American spheres respectively, the North became a Stalinist totalitarian regime uninterruptedly led by the Kim family,[xviii] and the South became a capitalist society that until 1987 included short periods of unstable democracy as well as longer periods of authoritarian rule, including over 25 years of right-wing military rule.[xix]

Propped by their allies, North and South experienced rapid economic growth after the Korean War, but in the 1970s the North's growth faltered[xx] while the South's accelerated.[xxi]

2014 Night satellite photograph of the Korean peninsula; showing the bordering territories of China and Russia at the top, North Korea in the center, and South Korea in the bottom-right

While South Korea had a period of military autocracy, mass mobilizations of its citizens forced its end in 1987. This led to the modern South Korea being a young, more stable democracy with a prosperous free market economy.[xxi][xix] Meanwhile, North Korea's totalitarian regime kept a stronger grip on its society, which was never able to mobilize to demand reforms. Its command economy stagnated in the 1970s, and after the disintegration of the Soviet Union it spiralled into crisis in the 1990s, leading to a massive famine. North Korea remains to this day as one of the most isolated countries in the world, with a struggling economy, within an isolationist, militaristic, and totalitarian regime.[xix]

Chronology and major themes

The reporting of human rights in the DPRK follows the progression of the modern movement of human rights, which from the 1970s civil society and governmental efforts made violations more visible to the general public and in international politics.[5][6][7]

Given the opacity of the DPRK's regime, especially before the 1990s, little was known about the situation of human rights.[8][9][10][11][12][13][14][15] The few reports that were issued at that time made note of the lack of concrete information, mostly only being able to describe the general characteristics of the country's political system.[11][8][15] Amnesty International, founded in 1961,[16] began to issue some basic reports on the DPRK in 1977.[17][9] In 1979 the US's Department of State also began to cover the DPRK in its Country Reports on Human Rights Practices.[18]

With the dissolution of the Soviet Union, and the subsequent North Korean famine of the 1990s, a higher number of individuals began to flee the country, and more first-person accounts began to be collected by human rights organizations.[3] That was also followed in the early 2000s by greater availability of satellite imagery.[10] South Korea, having itself transitioned from a military dictatorship to a democracy in the late 1980s, began to publish reports in 1996 through its governmental think tank Korea Institute for National Unification.[19][20] In the late 1990s and 2000s several NGOs specialized on North Korea emerged and began to publish their own research: Citizens' Alliance for North Korean Human Rights (1996),[2][21] Committee for Human Rights in North Korea (2001),[22][23][24][3] Database Center for North Korean Human Rights (2003),[25][26][27] People for Successful Corean Reunification (2006).[28][29][30][31] Around the same time some other world-wide human rights organizations such as Human Rights Watch and Christian Solidarity Worldwide also began to publish reports on the DPRK.

As reports from NGOs and governments began to reveal more details on the human rights situation in the DPRK during the 1990s and 2000s, these concerns were elevated to the United Nations, where various UN bodies and parties also began to express a growing concern on the situation and opacity of the regime.[32][33][34][35][3] The mounting evidence being collected and published by governments and civil society led in 2004 to the establishment of the mandate for the Special Rapporteur on the situation of human rights in the DPRK, issuing reports annually.[36]

The growing amount of information, and the grave situation it increasingly revealed, led the United Nations General Assembly[37] and the UN Human Rights Council (HRC)[38][39][40] to repeatedly pass resolutions officially expressing their concerns and urging the DPRK's government to change its ways.[33][34][35][41]

Ten years later, further joint efforts by the UN Special Rapporteur, governments, and NGOs[2] led to the establishment of a special one-time investigation unprecedented in depth and breadth[42] commissioned by the Human Rights Council, with a landmark report published in 2014.[43][44][33][45][3] It was deemed the most authoritative report up to that point.[46][44][47] The report unequivocally concluded that the DPRK regime committed gross and systematic violations of human rights including freedom of thought, expression and religion; freedom from discrimination; freedom of movement and residence; and the right to food,[45] as well as crimes against humanity entailing "extermination, murder, enslavement, torture, imprisonment, rape, forced abortions and other sexual violence, persecution on political, religious, racial and gender grounds, the forcible transfer of populations, the enforced disappearance of persons and the inhumane act of knowingly causing prolonged starvation".[33][48][49]

The UN's fact-finding process continues to yield periodical reports, which greatly rely on and are underpinned by the also on-going research and publishing conducted by NGOs and governmental agencies.[35][50][51][2][42][4][7]

Increased awareness of human rights abuses has led to efforts in shaping policy and pressuring the North Korean regime.[1] However the pursuit for the improvement of human rights in the DPRK has had to contend with the efforts of preventing a nuclear weapons escalation.[1][42] Further, the isolationist and totalitarian nature of the regime has also meant that information and freedom of movement of its population as well as that of foreigners is still tightly controlled, making extremely challenging to document abuses on the ground,[4] including having access to imagery (other than satellite imagery) that could inspire greater action.[42]

United Nations

Cover of the Korean version of the UN's Report of the commission of inquiry on human rights in the DPRK

The United Nations has issued four main kinds of reports on the human rights of North Korea.

The first are a series of documents intended to be recommendations from Treaty-based bodies, which are issued by those bodies to each country that is party to it (in contrast to charter-based bodies, which all UN members are part of). These treaty-based bodies that North Korea has decided to be a party to include the Convention on the Elimination of All Forms of Discrimination Against Women, Committee on the Rights of the Child, and International Covenant on Civil and Political Rights. The first document of this kind was issued in 1998 (Convention on the Rights of the Child); the second was in 2001 (International Covenant on Civil and Political Rights), after a 17-year delay in North Korea submitting the required information to the committee.[52][53]

Prompted by growing evidence provided by human rights NGOs, during the 1990s and 2000s various UN bodies and parties expressed greater concern on the situation of human rights in North Korea and the opacity of the country's government.[32][33][34][35][7] That led to another series of reports that were started by the UN Commission on Human Rights (the predecessor of the UN Human Rights Council), which established the mandate for the Special Rapporteur on the situation of human rights in the DPRK in 2004, issuing reports annually.[54][55] They are issued in detail to the Human Rights Council, and in a more condensed form to the General Assembly.

The United Nations also conducts a Universal Periodic Review (every 3 or 4 years, in which all UN members are subject to a review on their human rights practices), with the first report on North Korea issued in 2010.[56][57][58][59]

Finally, the most notable one was the 2014 Report of the Commission of Inquiry on Human Rights in the DPRK, considered a landmark document resulting from a special in-depth, one-time investigation commissioned by the Human Rights Council,[43][44][33][45][2] It was deemed the most authoritative report up to that point.[46][44][47]

2014 Commission of inquiry

Universal Periodic Review

Presentation of the 2014 Commission of Inquiry Report on North Korea at the UN Human Rights Council

Special Rapporteur

Special Rapporteur annual reports to the Human Rights Council

Other reports

Other reports - UN Treaty Bodies
Other reports - UN Charter-based Bodies
  • Torn Apart - The Human Rights Dimension of the Involuntary Separation of Korean Families (PDF) (Report). UN Office of the High Commissioner for Human Rights (OHCHR). December 2016. Archived (PDF) from the original on 2017-02-13.
  • Human Rights Council Session 34 Document Report of the group of independent experts on accountability A/HRC/34/66/Add.1 24 February 2017.

Governmental reports

North Korea

North Korea published a report on its own human rights situation, as a rebuttal to the 2014 United Nations report.[44][62][63][64][65][66][67][68][47][60] It has also submitted reports to the United Nations.

Reports to the United Nations

South Korea

Cover of the White Paper on Human Rights in North Korea 2017

The Korea Institute for National Unification (KINU; formerly the Research Institute for National Unification) opened the Center for North Korean Human Rights in 1994 to collect and manage systematically all source materials and objective data concerning North Korean human rights; and from 1996, KINU has been publishing every year the ‘White Paper on Human Rights in North Korea’ in Korean and in English.[19][69][70][71] Other reports, including reports by the U.S. government, use South Korea KINU's reports as part of their sources. Another South Korean governmental institution publishing research on human rights in the DPRK is the National Human Rights Commission of Korea (NHRCK).[72]

Annual general reports (Korea Institute for National Unification)

Thematic reports and other (KINU and NHRCK)

United States

Country Reports on Human Rights Practices for 2000 report cover

The United States government, through its Department of State's (DOS) Bureau of Democracy, Human Rights, and Labor has published annually Country Reports on Human Rights Practices, that beginning in 1979 included North Korea.[18] Also, two different bodies within the U.S. government have published reports on religious freedom: the Department of State (since 2001),[73] and U.S. Commission on International Religious Freedom (USCRIF; since 2003). Finally, the DOS' Office to Monitor and Combat Trafficking in Persons also publishes Trafficking in Persons Reports (TIP) that include some coverage of North Korea. The TIP reports series began in 2001, following the passing of the Victims of Trafficking and Violence Protection Act of 2000, with North Korea beginning to be briefly covered starting in the 2003 report,[74][75] and more fully covered beginning in 2005.[76]

The Country Reports on Human Rights Practices issued by the DOS noted every year the difficulty of having detailed an up-to-date information, and instead relying on sparse information collected over several years. This was especially the case in the during the 1970s and 80s, and began to change in the 1990s with more witness accounts, while continuing to note a lack of more detailed and more timely information.[12] As more reports became available, the DOS and USCRIF reports have frequently cited reports from the United Nations, South Korea's Korea Institute for National Unification (starting in 1996), nonprofits (especially the Committee for Human Rights in North Korea and Data Center for North Korean Human Rights, since their establishment in the 2000s), and from the press.[50]

Annual general reports

Annual general reports 1980-1999

Annual general reports 2000–present

Religious freedom reports (Department of State)

Religious freedom reports (Commission on International Religious Freedom)

Trafficking in Persons Reports

Human rights organizations specialized on North Korea (based in South Korea)

Citizens' Alliance for North Korean Human Rights

The Citizens' Alliance for North Korean Human Rights (NKHR; South Korea-based nonprofit founded in 1996) works in researching and disseminating information about the human rights violations in North Korea. It also runs assistance programs for North Korean defectors.[2][77][21]

Database Center for North Korean Human Rights

The Database Center for North Korean Human Rights (NKDB; South Korea-based nonprofit founded in 2003)[25][26][27] specializes in collecting and analyzing and maintaining a database of human rights abuses, which as of 2017 included the accounts of over 40,000 individuals and 60,000 cases of human rights violations.[78]

Annual general reports

  • 2007 White Paper on North Korean Human Rights (Report). 2007.
  • 2008 White Paper on North Korean Human Rights (Report). Jul 22, 2008.
  • 2009 White Paper on North Korean Human Rights (Report). Sep 11, 2009.
  • 2010 White Paper on North Korean Human Rights (Report). Aug 5, 2010.
  • 2011 White Paper on North Korean Human Rights (Report). Aug 31, 2011.
  • 2012 White Paper on North Korean Human Rights (Report). Aug 31, 2012.
  • 2013 White Paper on North Korean Human Rights (Report). Dec 20, 2013.
  • 2014 White Paper on North Korean Human Rights (Report). Nov 30, 2014.
  • 2014 White Paper on North Korean Human Rights (Report). Dec 22, 2014.
  • 2015 White Paper on North Korean Human Rights (Report). Dec 16, 2015.

Religious freedomedit

  • 2008 White Paper on Religious Freedom in North Korea (Report).
  • 2009 White Paper on Religious Freedom in North Korea (Report).
  • 2010 White Paper on Religious Freedom in North Korea (Report).
  • 2011 White Paper on Religious Freedom in North Korea (Report).
  • 2012 White Paper on Religious Freedom in North Korea (Report).
  • 2013 White Paper on Religious Freedom in North Korea (Report).
  • 2014 White Paper on Religious Freedom in North Korea (Report).
  • 2015 White Paper on Religious Freedom in North Korea (Report).
  • 2016 White Paper on Religious Freedom in North Korea (Report).

Other thematic reportsedit

  • Political Prison Camps in North Korea Today (Report). Jul 20, 2011.
  • North Korean Defectors in China – Forced Repatriation and Human Rights Violations (Report). Jan 28, 2014.
  • North Korean Human Rights Case Report: Victims' Voices Vol. 1, Vol. 2 (Report). Oct 10, 2013.
  • An Evaluation Report of the North Korean Human Rights Situation after the 2014 UN Commission of Inquiry Report -Based on an Analysis of NKDB's Database- (Report). Mar 2016.
  • North Korean Political Prison Camps: A Catalogue of Political Prison Camp Staff, Detainees, and Victims of Enforced Disappearance (Report). Aug 2016.
  • Conditions of Labor and Human Rights: North Korean Overseas Laborers in Russia (Report). Dec 2016.
  • The UN Universal Periodic Review and the DPRK: Monitoring of North Korea's Implementation of Its Recommendations (Report). Jul 2017.

Otheredit

Human rights organizations specialized on North Korea (based outside South Korea)edit

Committee for Human Rights in North Korea (U.S.-based)edit

Cover of the 2012 edition of The Hidden Gulag - The Lives and Voices of 'Those Who are Sent to the Mountains'

The Committee for Human Rights in North Korea (HRNK; U.S.-based non-profit established in 2001) is known for its original research based on its adept[22][23][24][1] use of satellite imagery, defector accounts,[3] and even information coming directly from inside the country.[35][22] Its published research has been relied upon as sources in reports issued by the United Nations and governments.[35][50][51][3] HRNK has issued three types of reports: reports analyzing the situation on prison camps,[1] reports on other human rights issues in the country, and reports on North Korea's leadership and institutions, as well as policy briefings addressed at the international community. The first two types of reports are listed here.

Reports on prison campsedit

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