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Uncertainty principle

Canonical commutation rule for position q and momentum p variables of a particle, 1927. pqqp = h/2πi. Uncertainty principle of Heisenberg, 1927.

In quantum mechanics, the uncertainty principle (also known as Heisenberg's uncertainty principle) is any of a variety of mathematical inequalities[1] asserting a fundamental limit to the accuracy with which the values for certain pairs of physical quantities of a particle, such as position, x, and momentum, p, can be predicted from initial conditions.

Such variable pairs are known as complementary variables or canonically conjugate variables; and, depending on interpretation, the uncertainty principle limits to what extent such conjugate properties maintain their approximate meaning, as the mathematical framework of quantum physics does not support the notion of simultaneously well-defined conjugate properties expressed by a single value. The uncertainty principle implies that it is in general not possible to predict the value of a quantity with arbitrary certainty, even if all initial conditions are specified.

Introduced first in 1927 by the German physicist Werner Heisenberg, the uncertainty principle states that the more precisely the position of some particle is determined, the less precisely its momentum can be predicted from initial conditions, and vice versa. In the published 1927 paper, Heisenberg concludes that the uncertainty principle was originally pq ~ h using the full Planck constant.[2][3][4][5] The formal inequality relating the standard deviation of position σx and the standard deviation of momentum σp was derived by Earle Hesse Kennard[6] later that year and by Hermann Weyl[7] in 1928:

where ħ is the reduced Planck constant, h/(2π).

Historically, the uncertainty principle has been confused[8][9] with a related effect in physics, called the observer effect, which notes that measurements of certain systems cannot be made without affecting the system, that is, without changing something in a system. Heisenberg utilized such an observer effect at the quantum level (see below) as a physical "explanation" of quantum uncertainty.[10] It has since become clearer, however, that the uncertainty principle is inherent in the properties of all wave-like systems,[11] and that it arises in quantum mechanics simply due to the matter wave nature of all quantum objects. Thus, the uncertainty principle actually states a fundamental property of quantum systems and is not a statement about the observational success of current technology.[12] Indeed the uncertainty principle has its roots in how we apply calculus to write the basic equations of mechanics. It must be emphasized that measurement does not mean only a process in which a physicist-observer takes part, but rather any interaction between classical and quantum objects regardless of any observer.[13]

Since the uncertainty principle is such a basic result in quantum mechanics, typical experiments in quantum mechanics routinely observe aspects of it. Certain experiments, however, may deliberately test a particular form of the uncertainty principle as part of their main research program. These include, for example, tests of number–phase uncertainty relations in superconducting[14] or quantum optics[15] systems. Applications dependent on the uncertainty principle for their operation include extremely low-noise technology such as that required in gravitational wave interferometers.[16]

Introduction

The superposition of several plane waves to form a wave packet. This wave packet becomes increasingly localized with the addition of many waves. The Fourier transform is a mathematical operation that separates a wave packet into its individual plane waves. The waves shown here are real for illustrative purposes only, whereas in quantum mechanics the wave function is generally complex.

It is vital to illustrate how the principle applies to relatively intelligible physical situations since it is indiscernible on the macroscopic[17] scales that humans experience. Two alternative frameworks for quantum physics offer different explanations for the uncertainty principle. The wave mechanics picture of the uncertainty principle is more visually intuitive, but the more abstract matrix mechanics picture formulates it in a way that generalizes more easily.

Mathematically, in wave mechanics, the uncertainty relation between position and momentum arises because the expressions of the wavefunction in the two corresponding orthonormal bases in Hilbert space are Fourier transforms of one another (i.e., position and momentum are conjugate variables). A nonzero function and its Fourier transform cannot both be sharply localized at the same time. A similar tradeoff between the variances of Fourier conjugates arises in all systems underlain by Fourier analysis, for example in sound waves: A pure tone is a sharp spike at a single frequency, while its Fourier transform gives the shape of the sound wave in the time domain, which is a completely delocalized sine wave. In quantum mechanics, the two key points are that the position of the particle takes the form of a matter wave, and momentum is its Fourier conjugate, assured by the de Broglie relation p = ħk, where k is the wavenumber.

In matrix mechanics, the mathematical formulation of quantum mechanics, any pair of non-commuting self-adjoint operators representing observables are subject to similar uncertainty limits. An eigenstate of an observable represents the state of the wavefunction for a certain measurement value (the eigenvalue). For example, if a measurement of an observable A is performed, then the system is in a particular eigenstate Ψ of that observable. However, the particular eigenstate of the observable A need not be an eigenstate of another observable B: If so, then it does not have a unique associated measurement for it, as the system is not in an eigenstate of that observable.[18]

Wave mechanics interpretation

(Ref [13])

Propagation of de Broglie waves in 1d—real part of the complex amplitude is blue, imaginary part is green. The probability (shown as the colour opacity) of finding the particle at a given point x is spread out like a waveform, there is no definite position of the particle. As the amplitude increases above zero the curvature reverses sign, so the amplitude begins to decrease again, and vice versa—the result is an alternating amplitude: a wave.

According to the de Broglie hypothesis, every object in the universe is a wave, i.e., a situation which gives rise to this phenomenon. The position of the particle is described by a wave function . The time-independent wave function of a single-moded plane wave of wavenumber k0 or momentum p0 is

The Born rule states that this should be interpreted as a probability density amplitude function in the sense that the probability of finding the particle between a and b is

In the case of the single-moded plane wave, is a uniform distribution. In other words, the particle position is extremely uncertain in the sense that it could be essentially anywhere along the wave packet.

On the other hand, consider a wave function that is a sum of many waves, which we may write as

where An represents the relative contribution of the mode pn to the overall total. The figures to the right show how with the addition of many plane waves, the wave packet can become more localized. We may take this a step further to the continuum limit, where the wave function is an integral over all possible modes
with representing the amplitude of these modes and is called the wave function in momentum space. In mathematical terms, we say that is the Fourier transform of and that x and p are conjugate variables. Adding together all of these plane waves comes at a cost, namely the momentum has become less precise, having become a mixture of waves of many different momenta.

One way to quantify the precision of the position and momentum is the standard deviation σ. Since is a probability density function for position, we calculate its standard deviation.

The precision of the position is improved, i.e. reduced σx, by using many plane waves, thereby weakening the precision of the momentum, i.e. increased σp. Another way of stating this is that σx and σp have an inverse relationship or are at least bounded from below. This is the uncertainty principle, the exact limit of which is the Kennard bound. Click the show button below to see a semi-formal derivation of the Kennard inequality using wave mechanics.

Proof of the Kennard inequality using wave mechanics

We are interested in the variances of position and momentum, defined as

Without loss of generality, we will assume that the means vanish, which just amounts to a shift of the origin of our coordinates. (A more general proof that does not make this assumption is given below.) This gives us the simpler form

The function can be interpreted as a vector in a function space. We can define an inner product for a pair of functions u(x) and v(x) in this vector space:

where the asterisk denotes the complex conjugate.

With this inner product defined, we note that the variance for position can be written as

We can repeat this for momentum by interpreting the function as a vector, but we can also take advantage of the fact that and are Fourier transforms of each other. We evaluate the inverse Fourier transform through integration by parts: